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Living Standard — Last Updated 21 May 2022

1. 1. 9.3 Web sockets
      1. 9.3.1 概述
      2. 9.3.2 The WebSocket interface
      3. 9.3.3 Feedback from the protocol
      4. 9.3.4 Ping and Pong frames
      5. 9.3.5 The CloseEvent interface
      6. 9.3.6 Garbage collection

9.3 Web sockets

9.3.1 概述

This section is non-normative.

为使得 Web 应用能够维持与服务器端进程的双向通信， 本规范引入了 WebSocket 接口。

该接口不允许对底层网络的直接访问。 例如，没有自定义服务器代理消息的话，该接口实现不了 IRC 客户端。

9.3.2 The WebSocket interface

enum BinaryType { "blob", "arraybuffer" };
[Exposed=(Window,Worker)]
interface WebSocket : EventTarget {
  constructor(USVString url, optional (DOMString or sequence<DOMString>) protocols = []);

  readonly attribute USVString url;

  // ready state
  const unsigned short CONNECTING = 0;
  const unsigned short OPEN = 1;
  const unsigned short CLOSING = 2;
  const unsigned short CLOSED = 3;
  readonly attribute unsigned short readyState;
  readonly attribute unsigned long long bufferedAmount;

  // networking
  attribute EventHandler onopen;
  attribute EventHandler onerror;
  attribute EventHandler onclose;
  readonly attribute DOMString extensions;
  readonly attribute DOMString protocol;
  undefined close(optional [Clamp] unsigned short code, optional USVString reason);

  // messaging
  attribute EventHandler onmessage;
  attribute BinaryType binaryType;
  undefined send(USVString data);
  undefined send(Blob data);
  undefined send(ArrayBuffer data);
  undefined send(ArrayBufferView data);
};

Each WebSocket object has an associated url (a URL record).

socket = new WebSocket(url [, protocols ] )

Creates a new WebSocket object, immediately establishing the associated WebSocket connection.

url is a string giving the URL over which the connection is established. Only "ws" or "wss" schemes are allowed; others will cause a "SyntaxError" DOMException. URLs with fragments will also cause such an exception.

protocols is either a string or an array of strings. If it is a string, it is equivalent to an array consisting of just that string; if it is omitted, it is equivalent to the empty array. Each string in the array is a subprotocol name. The connection will only be established if the server reports that it has selected one of these subprotocols. The subprotocol names have to match the requirements for elements that comprise the value of Sec-WebSocket-Protocol fields as defined by The WebSocket protocol. [WSP]

socket . send( data )

Transmits data using the WebSocket connection. data can be a string, a Blob, an ArrayBuffer, or an ArrayBufferView.

socket . close( [ code ] [, reason ] )

Closes the WebSocket connection, optionally using code as the the WebSocket connection close code and reason as the the WebSocket connection close reason.

socket . url

Returns the URL that was used to establish the WebSocket connection.

socket . readyState

Returns the state of the WebSocket object's connection. It can have the values described below.

socket . bufferedAmount

Returns the number of bytes of application data (UTF-8 text and binary data) that have been queued using send() but not yet been transmitted to the network.

If the WebSocket connection is closed, this attribute's value will only increase with each call to the send() method. (The number does not reset to zero once the connection closes.)

socket . extensions

Returns the extensions selected by the server, if any.

socket . protocol

Returns the subprotocol selected by the server, if any. It can be used in conjunction with the array form of the constructor's second argument to perform subprotocol negotiation.

socket . binaryType [ = value ]

Returns a string that indicates how binary data from the WebSocket object is exposed to scripts:

"blob"

Binary data is returned in Blob form.

"arraybuffer"

Binary data is returned in ArrayBuffer form.

Can be set, to change how binary data is returned. The default is "blob".

The WebSocket(url, protocols) constructor, when invoked, must run these steps:

1. Let urlRecord be the result of applying the URL parser to url.

2. If urlRecord is failure, then throw a "SyntaxError" DOMException.

3. If urlRecord's scheme is not "ws" or "wss", then throw a "SyntaxError" DOMException.

4. If urlRecord's fragment is non-null, then throw a "SyntaxError" DOMException.

5. If protocols is a string, set protocols to a sequence consisting of just that string.

6. If any of the values in protocols occur more than once or otherwise fail to match the requirements for elements that comprise the value of Sec-WebSocket-Protocol fields as defined by The WebSocket protocol, then throw a "SyntaxError" DOMException. [WSP]

7. Run this step in parallel:

   1. Establish a WebSocket connection given urlRecord, protocols, and the entry settings object. [FETCH]

      If the establish a WebSocket connection algorithm fails, it triggers the fail the WebSocket connection algorithm, which then invokes the close the WebSocket connection algorithm, which then establishes that the WebSocket connection is closed, which fires the close event as described below.

8. Return a new WebSocket object whose url is urlRecord.

The url attribute's getter must return this WebSocket object's url, serialized.

The readyState attribute represents the state of the connection. It can have the following values:

CONNECTING (numeric value 0)

The connection has not yet been established.

OPEN (numeric value 1)

The WebSocket connection is established and communication is possible.

CLOSING (numeric value 2)

The connection is going through the closing handshake, or the close() method has been invoked.

CLOSED (numeric value 3)

The connection has been closed or could not be opened.

When the object is created its readyState must be set to CONNECTING (0).

The extensions attribute must initially return the empty string. After the WebSocket connection is established, its value might change, as defined below.

The protocol attribute must initially return the empty string. After the WebSocket connection is established, its value might change, as defined below.

The close(code, reason) method, when invoked, must run these steps:

1. If code is present, but is neither an integer equal to 1000 nor an integer in the range 3000 to 4999, inclusive, throw an "InvalidAccessError" DOMException.

2. If reason is present, then run these substeps:

   1. Let reasonBytes be the result of encoding reason.

   2. If reasonBytes is longer than 123 bytes, then throw a "SyntaxError" DOMException.

3. Run the first matching steps from the following list:

   If the readyState attribute is in the CLOSING (2) or CLOSED (3) state

   Do nothing.

   The connection is already closing or is already closed. If it has not already, a close event will eventually fire as described below.

   If the WebSocket connection is not yet established [WSP]

   Fail the WebSocket connection and set the readyState attribute's value to CLOSING (2). [WSP]

   The fail the WebSocket connection algorithm invokes the close the WebSocket connection algorithm, which then establishes that the WebSocket connection is closed, which fires the close event as described below.

   If the WebSocket closing handshake has not yet been started [WSP]

   Start the WebSocket closing handshake and set the readyState attribute's value to CLOSING (2). [WSP]

   If neither code nor reason is present, the WebSocket Close message must not have a body.

   WebSocket Protocol erroneously states that the status code is required for the start the WebSocket closing handshake algorithm.

   If code is present, then the status code to use in the WebSocket Close message must be the integer given by close. [WSP]

   If reason is also present, then reasonBytes must be provided in the Close message after the status code. [WSP]

   The start the WebSocket closing handshake algorithm eventually invokes the close the WebSocket connection algorithm, which then establishes that the WebSocket connection is closed, which fires the close event as described below.

   Otherwise

   Set the readyState attribute's value to CLOSING (2).

   The WebSocket closing handshake is started, and will eventually invoke the close the WebSocket connection algorithm, which will establish that the WebSocket connection is closed, and thus the close event will fire, as described below.

The close() method does not discard previously sent messages before starting the WebSocket closing handshake — even if, in practice, the user agent is still busy sending those messages, the handshake will only start after the messages are sent.

The bufferedAmount attribute must return the number of bytes of application data (UTF-8 text and binary data) that have been queued using send() but that, as of the last time the event loop reached step 1, had not yet been transmitted to the network. (This thus includes any text sent during the execution of the current task, regardless of whether the user agent is able to transmit text in the background in parallel with script execution.) This does not include framing overhead incurred by the protocol, or buffering done by the operating system or network hardware.

var socket = new WebSocket('ws://game.example.com:12010/updates');
socket.onopen = function () {
  setInterval(function() {
    if (socket.bufferedAmount == 0)
      socket.send(getUpdateData());
  }, 50);
};

When a WebSocket object is created, its binaryType IDL attribute must be set to the string "blob". On getting, it must return the last value it was set to. On setting, the user agent must set the IDL attribute to the new value.

User agents can use the binaryType attribute as a hint for how to handle incoming binary data: if the attribute is set to "blob", it is safe to spool it to disk, and if it is set to "arraybuffer", it is likely more efficient to keep the data in memory. Naturally, user agents are encouraged to use more subtle heuristics to decide whether to keep incoming data in memory or not, e.g. based on how big the data is or how common it is for a script to change the attribute at the last minute. This latter aspect is important in particular because it is quite possible for the attribute to be changed after the user agent has received the data but before the user agent has fired the event for it.

The send(data) method transmits data using the connection. If the readyState attribute is CONNECTING, it must throw an "InvalidStateError" DOMException. Otherwise, the user agent must run the appropriate set of steps from the following list:

If the argument is a string

If the WebSocket connection is established and the WebSocket closing handshake has not yet started, then the user agent must send a WebSocket Message comprised of the data argument using a text frame opcode; if the data cannot be sent, e.g. because it would need to be buffered but the buffer is full, the user agent must flag the WebSocket as full and then close the WebSocket connection. Any invocation of this method with a string argument that does not throw an exception must increase the bufferedAmount attribute by the number of bytes needed to express the argument as UTF-8. [UNICODE] [ENCODING] [WSP]

If the argument is a Blob object

If the WebSocket connection is established, and the WebSocket closing handshake has not yet started, then the user agent must send a WebSocket Message comprised of data using a binary frame opcode; if the data cannot be sent, e.g. because it would need to be buffered but the buffer is full, the user agent must flag the WebSocket as full and then close the WebSocket connection. The data to be sent is the raw data represented by the Blob object. Any invocation of this method with a Blob argument that does not throw an exception must increase the bufferedAmount attribute by the size of the Blob object's raw data, in bytes. [WSP] [FILEAPI]

If the argument is an ArrayBuffer object

If the WebSocket connection is established, and the WebSocket closing handshake has not yet started, then the user agent must send a WebSocket Message comprised of data using a binary frame opcode; if the data cannot be sent, e.g. because it would need to be buffered but the buffer is full, the user agent must flag the WebSocket as full and then close the WebSocket connection. The data to be sent is the data stored in the buffer described by the ArrayBuffer object. Any invocation of this method with an ArrayBuffer argument that does not throw an exception must increase the bufferedAmount attribute by the length of the ArrayBuffer in bytes. [WSP]

If the argument is an object that matches the ArrayBufferView type definition

If the WebSocket connection is established, and the WebSocket closing handshake has not yet started, then the user agent must send a WebSocket Message comprised of data using a binary frame opcode; if the data cannot be sent, e.g. because it would need to be buffered but the buffer is full, the user agent must flag the WebSocket as full and then close the WebSocket connection. The data to be sent is the data stored in the section of the buffer described by the ArrayBuffer object that data references. Any invocation of this method with this kind of argument that does not throw an exception must increase the bufferedAmount attribute by the length of data's buffer in bytes. [WSP]

The following are the event handlers (and their corresponding event handler event types) that must be supported, as event handler IDL attributes, by all objects implementing the WebSocket interface:

9.3.3 Feedback from the protocol

When the WebSocket connection is established, the user agent must queue a task to run these steps:

1. Change the readyState attribute's value to OPEN (1).

2. Change the extensions attribute's value to the extensions in use, if it is not the null value. [WSP]

3. Change the protocol attribute's value to the subprotocol in use, if it is not the null value. [WSP]

4. Fire an event named open at the WebSocket object.

Since the algorithm above is queued as a task, there is no race condition between the WebSocket connection being established and the script setting up an event listener for the open event.

When a WebSocket message has been received with type type and data data, the user agent must queue a task to follow these steps: [WSP]

1. If the readyState attribute's value is not OPEN (1), then return.

2. Let dataForEvent be determined by switching on type and binaryType:

   type indicates that the data is Text

   a new DOMString containing data

   type indicates that the data is Binary and binaryType is "blob"

   a new Blob object, created in the relevant Realm of the WebSocket object, that represents data as its raw data [FILEAPI]

   type indicates that the data is Binary and binaryType is "arraybuffer"

   a new ArrayBuffer object, created in the relevant Realm of the WebSocket object, whose contents are data

3. Fire an event named message at the WebSocket object, using MessageEvent, with the origin attribute initialized to the serialization of the WebSocket object's url's origin, and the data attribute initialized to dataForEvent.

User agents are encouraged to check if they can perform the above steps efficiently before they run the task, picking tasks from other task queues while they prepare the buffers if not. For example, if the binaryType attribute was set to "blob" when the data arrived, and the user agent spooled all the data to disk, but just before running the above task for this particular message the script switched binaryType to "arraybuffer", the user agent would want to page the data back to RAM before running this task so as to avoid stalling the main thread while it created the ArrayBuffer object.

mysocket.onmessage = function (event) {
  if (event.data == 'on') {
    turnLampOn();
  } else if (event.data == 'off') {
    turnLampOff();
  }
};

When the WebSocket closing handshake is started, the user agent must queue a task to change the readyState attribute's value to CLOSING (2). (If the close() method was called, the readyState attribute's value will already be set to CLOSING (2) when this task runs.) [WSP]

When the WebSocket connection is closed, possibly cleanly, the user agent must queue a task to run the following substeps:

1. Change the readyState attribute's value to CLOSED (3).

2. If the user agent was required to fail the WebSocket connection, or if the the WebSocket connection was closed after being flagged as full, fire an event named error at the WebSocket object. [WSP]

3. Fire an event named close at the WebSocket object, using CloseEvent, with the wasClean attribute initialized to true if the connection closed cleanly and false otherwise, the code attribute initialized to the WebSocket connection close code, and the reason attribute initialized to the result of applying UTF-8 decode without BOM to the WebSocket connection close reason. [WSP]

The task source for all tasks queued in this section is the WebSocket task source.

9.3.4 Ping and Pong frames

The WebSocket protocol defines Ping and Pong frames that can be used for keep-alive, heart-beats, network status probing, latency instrumentation, and so forth. These are not currently exposed in the API.

User agents may send ping and unsolicited pong frames as desired, for example in an attempt to maintain local network NAT mappings, to detect failed connections, or to display latency metrics to the user. User agents must not use pings or unsolicited pongs to aid the server; it is assumed that servers will solicit pongs whenever appropriate for the server's needs.

9.3.5 The CloseEvent interface

WebSocket objects use the CloseEvent interface for their close events:

[Exposed=(Window,Worker)]
interface CloseEvent : Event {
  constructor(DOMString type, optional CloseEventInit eventInitDict = {});

  readonly attribute boolean wasClean;
  readonly attribute unsigned short code;
  readonly attribute USVString reason;
};

dictionary CloseEventInit : EventInit {
  boolean wasClean = false;
  unsigned short code = 0;
  USVString reason = "";
};

event . wasClean

Returns true if the connection closed cleanly; false otherwise.

event . code

Returns the WebSocket connection close code provided by the server.

event . reason

Returns the WebSocket connection close reason provided by the server.

The wasClean attribute must return the value it was initialized to. It represents whether the connection closed cleanly or not.

The code attribute must return the value it was initialized to. It represents the WebSocket connection close code provided by the server.

The reason attribute must return the value it was initialized to. It represents the WebSocket connection close reason provided by the server.

9.3.6 Garbage collection

A WebSocket object whose readyState attribute's value was set to CONNECTING (0) as of the last time the event loop reached step 1 must not be garbage collected if there are any event listeners registered for open events, message events, error events, or close events.

A WebSocket object whose readyState attribute's value was set to OPEN (1) as of the last time the event loop reached step 1 must not be garbage collected if there are any event listeners registered for message events, error, or close events.

A WebSocket object whose readyState attribute's value was set to CLOSING (2) as of the last time the event loop reached step 1 must not be garbage collected if there are any event listeners registered for error or close events.

A WebSocket object with an established connection that has data queued to be transmitted to the network must not be garbage collected. [WSP]

If a WebSocket object is garbage collected while its connection is still open, the user agent must start the WebSocket closing handshake, with no status code for the Close message. [WSP]

If a user agent is to make disappear a WebSocket object (this happens when a Document object goes away), the user agent must follow the first appropriate set of steps from the following list:

If the WebSocket connection is not yet established [WSP]

Fail the WebSocket connection. [WSP]

If the WebSocket closing handshake has not yet been started [WSP]

Start the WebSocket closing handshake, with the status code to use in the WebSocket Close message being 1001. [WSP]

Otherwise

Do nothing.